SEC Filings
Date Form Description PDF Pages
12/23/21 40-APP/A Form 40-APP/A: Applications under the Investment Company Act other than those reviewed by Office of Insurance Products 38
11/05/21 40-APP/A Form 40-APP/A: Applications under the Investment Company Act other than those reviewed by Office of Insurance Products 37
10/15/21 N-2/A Form N-2/A: Initial filing of a registration statement on Form N-2 for closed-end investment companies 189
09/10/21 N-2 Form N-2: Initial filing of a registration statement on Form N-2 for closed-end investment companies 501
09/10/21 N-6F Form N-6F: Notice of intent by business development companies to elect to be subject to Sections 55 through 65 of the 1940 Act filed on Form N-6F 2
08/05/21 40-APP/A Form 40-APP/A: Applications under the Investment Company Act other than those reviewed by Office of Insurance Products 37
04/21/21 40-APP/A Form 40-APP/A: Applications under the Investment Company Act other than those reviewed by Office of Insurance Products 35
04/20/21 40-APP/A Form 40-APP/A: Applications under the Investment Company Act other than those reviewed by Office of Insurance Products 22
03/05/21 40-APP Form 40-APP: Applications under the Investment Company Act other than those reviewed by Office of Insurance Products 22
12/30/20 40-APP Form 40-APP: Applications under the Investment Company Act other than those reviewed by Office of Insurance Products 24